Industry Experience: 49 Years

Ms. Lamb oversees the firm’s compliance, legal and risk functions. Deborah has more than four decades of significant industry and compliance experience in the investment advisory, broker-dealer, and fund management fields. Deborah was the 7th person to be awarded the distinguished JH Award from the National Society of Compliance Professionals.

Deborah served as Chief Compliance Officer for McKinley Capital Management, LLC prior to its acquisition by Denali Advisors. Before that, she served as the CCO, Risk Management and AML Officer for Dividend Assets Capital, LLC, an investment adviser to mutual funds and private accounts with more than $3.5 billion in total assets, and before that was the CCO and AML Officer for Parametric Portfolio Associates LLC, a global investment adviser with more than $285 billion in total assets. Deborah served on the UCITS Board of Trustees for the McKinley Capital Dividend Growth Fund from 2012-2020. Deborah is a Certified Securities Compliance Professional (CSCP), a Certified Fraud Examiner (CFE) and a Certified Investment Funds Director (CIFD). She is a former board member and sits on the National Society of Compliance Professionals (NSCP) Finance, Education, ESG, and Investment Adviser Committees.

Education

• B.S. in Business Administration, Roger Williams University